Helix Energy Solutions Group, Inc.
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(Name of Issuer)
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Common Stock, no par value
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(Title of Class of Securities)
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42330P107
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(CUSIP Number)
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Kenneth E. Neikirk
Executive Vice President, General Counsel and Corporate Secretary
3505 West Sam Houston Parkway North
Suite 400
Houston, Texas 77043
(281) 618-0400
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
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May 2, 2023
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(Date of Event which Requires Filing of this Statement)
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CUSIP No.
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42330P107
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1
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NAMES OF REPORTING PERSONS
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Owen Kratz
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO |
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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6,566,831
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8
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SHARED VOTING POWER
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1,000,000
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9
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SOLE DISPOSITIVE POWER
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6,566,831
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10
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SHARED DISPOSITIVE POWER
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1,000,000
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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7,566,831
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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5.0%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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Item 1. |
Security and Issuer
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Item 2. |
Identity and Background
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Item 3. |
Source and Amount of Funds or Other Considerations
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Item 4. |
Purpose of Transaction
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Item 5. |
Interest in Securities of the Issuer
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(a) |
As of May 2, 2023, the Reporting Person beneficially owned 7,566,831 shares of Common Stock. As of such date the 7,566,831 shares of Common Stock beneficially owned by the Reporting Person
represented approximately 5.0% of the outstanding shares of Common Stock of the Issuer.1
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(b) |
As of May 2, 2023, the Reporting Person has:
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(c) |
There have been no transactions in shares of Common Stock by the Reporting Person during the past 60 days.
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(d) |
Except for Joss Investments Limited Partnership, no other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any shares of Common Stock
reported herein as beneficially owned.
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(e) |
Not applicable.
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Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
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Item 7. |
Material to Be Filed as Exhibits
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May 12, 2023
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Dated
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/s/ Owen Kratz
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Signature
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Owen Kratz
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Name/Title
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(1) |
execute for and on behalf of the undersigned reports on Schedule 13D and Schedule 13G relating to Helix Energy Solutions Group, Inc. in accordance with Section 13 of the Securities Exchange Act of 1934 and the rules thereunder;
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(2) |
do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such report on Schedule 13D or Schedule 13G and the timely filing of such reports with the
Securities and Exchange Commission and any other authority; and
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(3) |
take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned.
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/s/ Owen Kratz
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Owen Kratz
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