UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940
| [ ] | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
| (Print or Type Responses) |
| 1. | Name and Address of Reporting Person* |
2. | Issuer Name and Ticker or Trading Symbol |
3. | I.R.S. Identification Number of Reporting Person, if an entity (voluntary) |
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| CONNOR, III JAMES LEWIS | Cal Dive International, Inc. “CDIS” | ||||||||
(Last) (First) (Middle) |
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| 400 N. SAM HOUSTON PARKWAY E., | 4. | Statement for Month/Year | 5. | If Amendment, Date of Original (Month/Year) |
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| SUITE 400 | AUGUST 2002 | ||||||||
(Street) |
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| 6. | Relationship of Reporting Person(s) to Issuer |
7. | Individual or Joint/Group Filing (Check Applicable Line) |
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| HOUSTON, TEXAS 77060 (City) (State) (Zip) |
[ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) |
[ ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person |
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| SENIOR VICE PRESIDENT, GENERAL COUNSEL AND CORPORATE SECRETARY | |||||||||
FORM 4 (CONTINUED)
| Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
| 1. | Title of Security (Instr. 3) |
2. | Transaction Date (Mo/Day/Year) |
3. | Transaction Code (Instr. 8) |
4. | Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. | Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) |
6. | Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. | Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | Amount | (A) or (D) |
Price | ||||||||||||||
| 1. Cal Dive International, Inc. Common Stock | 7/5/2002 | N/A | V | 282.00 | A | 18.615 | 762.233 | D | ||||||||||
| 2. Cal Dive International, Inc. Common Stock | VARIOUS | N/A | V | 10.804 | A | VARIOUS | 436.811 | D | ||||||||||
| #1 Employee Stock Purchase Plan | ||||||||||||||||||
| #2 401(k) Retirement Plan | ||||||||||||||||||
FORM 4 (CONTINUED)
| Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| 1. | Title of Derivative Security (Instr. 3) | 2. | Conversion or Exercise Price of Derivative Security | 3. | Transaction Date (Mo/Day/Year) | 4. | Transaction Code (Instr. 8) | 5. | Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
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| Code | V | (A) | (D) | |||||||||
| OPTIONS | 17.500 | 7/22/2002 | A | V | 30,000 | – | ||||||
FORM 4 (CONTINUED)
| Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued (e.g., puts, calls, warrants, options, convertible securities) |
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| 6. | Date Exercisable and Expiration Date (Mo/Day/Year) | 7. | Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. | Price of Derivative Security (Instr. 5) | 9. | Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) | 10. | Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. | Nature of Indirect Beneficial Ownership (Instr. 4) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||
| 7/22/2003 | 7/22/2012 | Cal Dive International, Inc. Common Stock | 30,000 | – | 30,000 | D | |||||||
Explanation of Responses:
The filing of this statement shall be deemed an admission that the undersigned is, for purposes of section 16 of the Securities Act of 1934, as amended, or otherwise, the owner of any equity securities covered by this statement.
| /s/ James Lewis Connor III | 8/28/02 | |
**Signature of Reporting Person |
Date |
| Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). | |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | |