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SEC 1474 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTIONS OF INFORMATION
(02-02) CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM
DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.
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- ------ --------------------------
FORM 4 OMB APPROVAL
- ------ --------------------------
[ ] CHECK THIS BOX IF NO OMB Number: 3235-0287
LONGER SUBJECT TO Expires: January 31, 2005
SECTION 16. FORM 4 Estimated average burden
OR FORM 5 OBLIGATIONS hours per response.... 0.5
MAY CONTINUE. SEE --------------------------
INSTRUCTION 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
AMBROSE MICHAEL V Cal Dive International, Inc. "CDIS" to Issuer (Check all applicable)
- --------------------------------------------- ---------------------------------------------- Director 10% Owner
(Last) (First) (Middle) 3. IRS Identification 4. Statement for ---- ---
Number of Reporting Month/Year X Officer (give Other (Specify
400 N. Sam Houston Pkwy. E. #400 Person, if an entity March 2002 ---- title --- below)
- --------------------------------------------- (voluntary) ------------------- below)
(Street) 5. If Amendment,
Houston Texas 77060 Date of Original SENIOR VICE PRESIDENT
- --------------------------------------------- -------------------- (Month/Year) --------------------------------
(City) (State) (Zip) 7. Individual or Joint/Group Filing
------------- (Check Applicable Line)
Form filed by One Reporting
--- Person
Form filed by More than One
--- Reporting Person
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct
(Instr. 8) End of Month Direct Benefi-
(Month/ (Instr. 3 and 4) (D) or cial
Day/ ------------------------------------ Indirect Owner-
Year) Code V Amount (A) or Price (I) ship
(D) (Instr. 4) (Instr. 4)
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Cal Dive International Inc.
Common Stock 3/20/02 S -- 10,000 D 24.338 I See #1
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Cal Dive International Inc.
Common Stock 3/21/02 S -- 6,470 D 24.2113 I See #1
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Cal Dive International Inc.
Common Stock 3/21/02 S -- 7,346 D 24.2113 I See #1
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Cal Dive International Inc.
Common Stock 3/20/02 M -- 4,470 A 10.2815 I See #1
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Cal Dive International Inc.
Common Stock 3/20/02 M -- 5,530 A 12.50 I See #1
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Cal Dive International Inc.
Common Stock 3/21/02 M -- 4,000 A 18.00 I See #1
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Cal Dive International Inc.
Common Stock 3/21/02 M -- 2,470 A 12.50 I See #1
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Cal Dive International Inc.
Common Stock 3/21/02 M -- 7,346 A 10.2815 1,100 D
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#1 Owned by SMA LTD PARTNERSHIP of which Mr. Ambrose is a general partner.
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FORM 4 (CONTINUED)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
-----------------------------------
Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
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OPTION 10.2815 3/20/02 M -- -- 4,470 11/6/01 11/6/03 Common 4,470 --
Stock
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OPTION 12.50 3/20/02 M -- -- 5,530 6/1/01 6/1/04 Common 5,530 --
Stock
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OPTION 18.00 3/21/02 M -- -- 4,000 3/1/02 3/1/03 Common 4,000 --
Stock
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OPTION 12.50 3/21/02 M -- -- 2,470 6/1/01 6/1/04 Common 2,470 --
Stock
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OPTION 10.2815 3/21/02 M -- -- 7,346 11/6/01 11/6/03 Common 7,346 --
Stock
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9. Number of 10. Ownership 11. Nature of
Derivative Form of Indirect
Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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-- I See #1
Table 1
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-- I See #1
Table 1
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8,000 I See #1
Table 1
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32,000 I See #1
Table 1
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17,880 D
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Explanation of Responses:
The filing of this statement shall not be deemed an admission that the undersigned is, for purposes of
section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the owner of any equity
securities covered by this statement.
/s/ MICHAEL V AMBROS 4/9/02
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**Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 6 for procedure.
