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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person
FERRON MARTIN R Cal Dive International, Inc. "CDIS" to Issuer (Check all applicable)
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(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- ---
Number of Reporting Month/Year X Officer (give Other (Specify
30 CHAMPIONS BEND Person (voluntary) February, 2001 ---- title --- below)
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(Street) -------------------- 5. If Amendment,
HOUSTON TEXAS 77069 Date of Original PRESIDENT & COO
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(City) (State) (Zip)
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct
(Instr. 8) End of Month Direct Benefi-
(Month/ (Instr. 3 and 4) (D) or cial
Day/ ------------------------------------ Indirect Owner-
Year) Code V Amount (A) or Price (I) ship
(D) (Instr. 4) (Instr. 4)
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Cal Dive International, Inc.
Common Stock 2/22/01 M - 10,000 A 11.625 20,950 I See #1
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#1 Owned by Uncle John Limited Partnership of which the general partner is an entity Mr. Ferron controls
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
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Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
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Common
Option* 11.625 2/22/01 G - - 10,000 1/03/01 11/1/03 Stock 10,000 -
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Common
Option 11.625 2/22/01 G - 10,000 - 1/03/01 11/1/03 Stock 10,000 -
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Common
Option 11.625 2/22/01 M - - 10,000 1/03/01 11/1/03 Stock 10,000 -
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Common
Option 6.50 9/10/98 A - 60,000 - 9/10/99 9/10/03 Stock 60,000 -
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Common
Option 11.625 1/3/98 A - 20,000 - 1/3/99 1/3/03 Stock 20,000 -
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Common
Option 19.50 4/17/00 A - 40,000 - 4/17/01 4/17/05 Stock 40,000 -
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9. Number of 10. Ownership 11. Nature of
Derivative Form of Indirect
Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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- D See #1 Table 1
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- I See #1 Table 2
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- I See #1 Table 2
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120,000 D -
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120,000 D -
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120,000 D -
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* Gift of Option covering 10,000 shares of Cal Dive International common stock by Mr. Ferron to the
Uncle John Limited Partnership of which the general partner is an entity he controls.
Explanation of Responses:
#2 The filing of this statement shall not be an admission that the undersigned is, for purposes of
section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the owner of any
equity securities covered by this statement.
**Intentional misstatements or omissions of facts
constitute Federal Criminal Violations. ------------------------------- ----------
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
