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FORM 4
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U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person
to Issuer (Check all applicable)
FERRON MARTIN R Cal Dive International, Inc. "CDIS"
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(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- ---
Number of Reporting Month/Year X Officer (give Other (Specify
30 CHAMPIONS BEND Person, (Voluntary) November 2000 ---- title --- below)
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(Street) -------------------- 5. If Amendment,
Date of Original PRESIDENT & COO
HOUSTON TEXAS 77069 (Month/Year) --------------------------------
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(City) (State) (Zip) -------------
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct
(Instr. 8) End of Month Direct Benefi-
(Month/ (Instr. 3 and 4) (D) or cial
Day/ ------------------------------------ Indirect Owner-
Year) Code V Amount (A) or Price (I) ship
(D) (Instr. 4) (Instr. 4)
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Cal Dive International, Inc.
Common Stock 11/8/00 P 20,000 A 6.50 20,000 I See #1
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608 D See #2
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#1 owned by Uncle John Family Limited Partnership of which the general partner is an entity he controls
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#2 The filing of this statement shall not be deemed an admission that the undersigned is, for purposes of section 16 of the
Securities Exchange Act of 1934, as amended, or otherwise, the owner of any equity securities covered by this statement.
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
(Print or Type Responses)
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
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Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
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Option 6.50 11/06/99 G -- -- 20,000 9/10/00 7/31/03 Common Stock 20,000 --
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Option 6.50 11/06/00 G -- 20,000 -- 9/10/00 7/31/03 Common Stock 20,000 --
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Option 6.50 11/08/00 X -- -- 20,000 9/10/00 7/31/03 Common Stock 20,000 --
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Gift of Option covering 20,000 shares of Cal Dive International common stock by Mr. Ferron to the Uncle John Family Limited
Partnership of which the general partner is an entity he controls
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9. Number of 10. Ownership 11. Nature of
Derivative Form of Indirect
Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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70,000 I Sec #1, Table 1
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70,000 I Sec #1, Table 1
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70,000 D Sec #2, Table 1
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Explanation of Responses:
/s/ Nardin Fenon 12/7/00
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. ------------------------------- ---------
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
